Event-based compliances are mandatory compliances which are apart from the usual and mandatory periodical and annual compliances made by the company with ROC and other concerned administrative authorities. This event-based compliance is compliance-related to any extrinsic events, unforeseen tasks or new dimensions of an organization. To stay legally comprehensive, explore various event-based company compliances. During the registration process for a new business, the procedure seems to be the most important part. However, once a private limited company is incorporated under the provisions of the Companies Act 2013, it needs to have a lot of abilities on several juncture occasions.
In stock, event-based company compliances are frequent, one-time, or occasional statements or agreements, which are both needed by the authorized laws or are desirable to stay legally perfect and secured. Each and every change in any registered documents associated with the organization is to be filed suitably to the authorized ROC and other regulatory or statutory authorities. Additionally, the directors of the company must be sure that the business activities of the company do not divert from the rules and regulations mentioned in its AOA and MOA. The company works in a fully reliable and responsible manner without making any willful or illegal negligence of its duties and responsibilities, primarily including disclosure of correct information related to the concerned people and companies and about its business activities and current financial status.
This particular section deals solely with the various event-based compliances by different types of companies to be made under all the rules, provisions, and regulations related to the Indian Companies Act of 2013, the Securities and Exchange Board of India (SEBI), RBI, FEMA, and various relevant Legal Acts and Statutes. The Chennai-based and nationally famous law firm has a flowery pool of well-knowledged and veteran corporate lawyers, Company Secretaries, Chartered Accountants, Intellectual Property Lawyers, and other legal professional people to help and guide in all different types of companies in executing timely and perfect their respective event-based compliances with the regulatory and governmental authorities.
Based upon the type of a company and its particular business and service activities, reporting or compliances associated with the bulk of most of the following adventitious or contingent tasks, events, or business activities may be required:
There are various compliance forms that are expected to be submitted by a private limited company to acquaint the ROC regarding the modification or alternation or changes made within the Company. Some of the event-based tractability is mentioned below with the relevant form to be filed:
E-Form | Kinds Of Compliances |
DIR-12 | Transformation in Director |
SH-7 | Change in authorized Share Capital |
PAS-3, MGT-14 | Return of Allocation |
CHG-4 | Filing of Satisfaction of Charge |
CHG-1 | Modification and creation of Charge |
INC-22 | Fluctuating of Registered Office inside the same city, village or town without modification in the jurisdiction of ROC |
ADT-3 | Resignation of authorized Statutory Auditor |
INC-23, INC-28, MGT-14 And INC-22 | Fluctuating of the Registered Office exterior of the same city, village or town with the change in the jurisdiction of ROC |
DPT-3 | Return of Deposits with the Company |
Form MSME | Return for Delay in prescribed payments to MSMEs |
AOC-5 | Additional place other than the registered office where the books or reports of accounts and statutory registers are being maintained |
MGT-14 | Filing of Resolutions and Agreements to the concerned ROC |
BEN-2 | Disclosure of Substantial Beneficial Ownership or SBO |
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